Skip to main content

Main menu

  • Home
  • Past Issues
  • Videos
  • Submit an article
  • More
    • About the JOT
    • Editorial Board
  • IPR Logo
  • About Us
  • Journals
  • Publish
  • Advertise
  • Videos
  • Webinars
  • More
    • Awards
    • Article Licensing
    • Academic Use
  • Follow PMR on LinkedIn
  • Follow PMR on Twitter

User menu

  • Sample our Content
  • Subscribe Now
  • Log in

Search

  • ADVANCED SEARCH: Discover more content by journal, author or time frame
The Journal of Trading
  • IPR Logo
  • About Us
  • Journals
  • Publish
  • Advertise
  • Videos
  • Webinars
  • More
    • Awards
    • Article Licensing
    • Academic Use
  • Sample our Content
  • Subscribe Now
  • Log in
The Journal of Trading

The Journal of Trading

ADVANCED SEARCH: Discover more content by journal, author or time frame

  • Home
  • Past Issues
  • Videos
  • Submit an article
  • More
    • About the JOT
    • Editorial Board
  • Follow PMR on LinkedIn
  • Follow PMR on Twitter
Article

The Rationale for AT 9000: An ISO
9000-Style Quality Management System Standard
for Automated and Algorithmic Trading

Ben Van Vliet, Ricky Cooper, Andrew Kumiega and Jim Northey
The Journal of Trading Summer 2013, 8 (3) 102-106; DOI: https://doi.org/10.3905/jot.2013.8.3.102
Ben Van Vliet
is an assistant professor at the Stuart School of Business, Illinois Institute of Technology in Chicago, IL.
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
  • For correspondence: bvanvliet@stuart.iit.edu
Ricky Cooper
is an assistant professor at the Stuart School of Business, Illinois Institute of Technology in Chicago, IL.
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
  • For correspondence: rcooper3@iit.edu
Andrew Kumiega
is an adjunct professor at the Illinois Institute of Technology in Chicago, IL.
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
  • For correspondence: akumiega@iit.edu
Jim Northey
is the Americas Region Co-chair, FIX Protocol, Ltd.
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
  • For correspondence: jimn@lasalletech.edu
  • Article
  • Info & Metrics
  • PDF (Subscribers Only)
Loading

Click to login and read the full article.
Don’t have access? Sign up today to begin your trial to the PMR platform 

Abstract

AT 9000 is an industry-specific quality management system standard for automated and algorithmic trading. The aim of AT 9000 is to address the safety issues inherent in automated trading by way of industry self-regulation. While the project is being developed under the ANSI/X9 umbrella, the goal is for AT 9000 to become a global standard. This article presents the final version of the rationale document used to propose this standard.

  • © 2013 Pageant Media Ltd
View Full Text

Don’t have access? Register today to begin unrestricted access to our database of research.

Log in using your username and password

Forgot your user name or password?
PreviousNext
Back to top

Explore our content to discover more relevant research

  • By topic
  • Across journals
  • From the experts
  • Monthly highlights
  • Special collections

In this issue

The Journal of Trading: 8 (3)
The Journal of Trading
Vol. 8, Issue 3
Summer 2013
  • Table of Contents
  • Index by author
Print
Download PDF
Article Alerts
Sign In to Email Alerts with your Email Address
Email Article

Thank you for your interest in spreading the word on The Journal of Trading.

NOTE: We only request your email address so that the person you are recommending the page to knows that you wanted them to see it, and that it is not junk mail. We do not capture any email address.

Enter multiple addresses on separate lines or separate them with commas.
The Rationale for AT 9000: An ISO 9000-Style Quality Management System Standard for Automated and Algorithmic Trading
(Your Name) has sent you a message from The Journal of Trading
(Your Name) thought you would like to see the The Journal of Trading web site.
CAPTCHA
This question is for testing whether or not you are a human visitor and to prevent automated spam submissions.
Citation Tools
The Rationale for AT 9000: An ISO
9000-Style Quality Management System Standard
for Automated and Algorithmic Trading
Ben Van Vliet, Ricky Cooper, Andrew Kumiega, Jim Northey
The Journal of Trading Jun 2013, 8 (3) 102-106; DOI: 10.3905/jot.2013.8.3.102

Citation Manager Formats

  • BibTeX
  • Bookends
  • EasyBib
  • EndNote (tagged)
  • EndNote 8 (xml)
  • Medlars
  • Mendeley
  • Papers
  • RefWorks Tagged
  • Ref Manager
  • RIS
  • Zotero
Save To My Folders
Share
The Rationale for AT 9000: An ISO
9000-Style Quality Management System Standard
for Automated and Algorithmic Trading
Ben Van Vliet, Ricky Cooper, Andrew Kumiega, Jim Northey
The Journal of Trading Jun 2013, 8 (3) 102-106; DOI: 10.3905/jot.2013.8.3.102
del.icio.us logo Digg logo Reddit logo Twitter logo CiteULike logo Facebook logo Google logo LinkedIn logo Mendeley logo
Tweet Widget Facebook Like LinkedIn logo

Jump to section

  • Article
    • Abstract
    • WHAT IS AUTOMATED TRADING?
    • IS AUTOMATED TRADING ETHICAL?
    • WHAT RISKS DO AUTOMATED TRADING SYSTEMS POSE?
    • WHAT ARE EXAMPLES OF CONFLICTS IN AUTOMATED TRADING THAT CREATE RISK?
    • WHAT ARE THE RESPONSIBILITIES OF FIRMS ENGAGED IN AUTOMATED TRADING?
    • WHAT IS THE AT FIRM’S ORGANIZATIONAL RESPONSIBILITY?
    • WHAT IS A QUALITY MANAGEMENT SYSTEM?
    • WHAT DOES A QUALITY MANAGEMENT SYSTEM IN AUTOMATED TRADING LOOK LIKE?
    • WHAT IS AT 9000?
    • CONCLUSIONS
    • ENDNOTES
    • REFERENCES
  • Info & Metrics
  • PDF (Subscribers Only)
  • PDF (Subscribers Only)

Similar Articles

Cited By...

  • COMMENTARY: A Retrospective Look: Phantom Liquidity and High-Frequency Quoting
  • Beyond the Flash Crash:Systemic Risk, Reliability, and High Frequency Financial Markets
  • Google Scholar

More in this TOC Section

  • COMMENTARY: Space Unicorns and the Intermarket Trading System: Revisiting Myths
  • COMMENTARY: Commentary on “If Best Execution Is a Process, What Does That Process Look Like?”1
  • COMMENTARY: Beyond the Black Box Revisited: Algorithmic Trading and TCA Analysis Using Excel
Show more Article
LONDON
One London Wall, London, EC2Y 5EA
United Kingdom
+44 207 139 1600
 
NEW YORK
41 Madison Avenue, New York, NY 10010
USA
+1 646 931 9045
pm-research@pageantmedia.com
 

Stay Connected

  • Follow PMR on LinkedIn
  • Follow PMR on Twitter

MORE FROM PMR

  • Home
  • Awards
  • Investment Guides
  • Videos
  • About PMR

INFORMATION FOR

  • Academics
  • Agents
  • Authors
  • Content Usage Terms

GET INVOLVED

  • Advertise
  • Publish
  • Article Licensing
  • Contact Us
  • Subscribe Now
  • Log In
  • Update your profile
  • Give us your feedback

© 2021 Pageant Media Ltd | All Rights Reserved | ISSN: 1559-3967 | E-ISSN: 2168-8427

  • Site Map
  • Terms & Conditions
  • Privacy Policy
  • Cookies